Mis-selling of Financial Products: Subordinated Debt and Self-placement
Staidéar
13-06-2018
This paper forms part of a series of five studies on mis-selling of financial products in the EU. The focus of this document is mis-selling of subordinated debt and other junior liabilities and weaknesses of MiFID. This report concludes that the mis-selling, essentially through self-placement, was due to violations of MiFID rules rather than weaknesses of the legislative scheme. The report includes proposals to strengthen the legislation and to provide compensation for retail investors. This document was provided by Policy Department A at the request of the ECON Committee.
Staidéar
Údar seachtarach
Pierre-Henri CONAC
Maidir leis an doiciméad seo
Saghas foilseacháin
Eochairfhocal
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