Fines for Misconduct in the Banking Sector – What Is the Situation in the EU?
Poglobljena analiza
20-03-2017
This paper was drafted under supervision of the Economic Governance Support Unit. The US system for addressing bank misconduct through fines delivers a number of lessons for the EU with regard to the design of bank enforcement architecture and the need to develop common approaches across national and EU levels with a view to avoiding regulatory arbitrage. Following the crisis, the highest money penalties imposed on banks in the US related to mis-selling of financial products – a criminal offence falling under the remit of Department of Justice – rather than to breaches of prudential supervisory requirements.
Poglobljena analiza
Zunanji avtor
Elena Carletti
O dokumentu
Vrsta publikacije
Politično področje
Ključna beseda
- Amerika
- banka
- ekonomska geografija
- ekonomske analize
- EVROPSKA UNIJA
- Evropski bančni organ
- FINANCE
- finančna institucija
- finančno tveganje
- GEOGRAFIJA
- GOSPODARSTVO
- institucije EU in evropska javna uprava
- kodeks ravnanja
- kreditne in finančne institucije
- mednarodne zadeve
- MEDNARODNI ODNOSI
- nadzor bančnega poslovanja
- obvladovanje tveganja
- POLITIKA
- politika in javna varnost
- politična geografija
- POSLOVANJE IN KONKURENCA
- poslovodenje
- PRAVO
- prijavljanje nepravilnosti
- prost pretok kapitala
- sodstvo
- statistika
- tožba na ugotovitev civilne odgovornosti
- Združene države