Mis-selling of Financial Products: Subordinated Debt and Self-placement
Študija
13-06-2018
This paper forms part of a series of five studies on mis-selling of financial products in the EU. The focus of this document is mis-selling of subordinated debt and other junior liabilities and weaknesses of MiFID. This report concludes that the mis-selling, essentially through self-placement, was due to violations of MiFID rules rather than weaknesses of the legislative scheme. The report includes proposals to strengthen the legislation and to provide compensation for retail investors. This document was provided by Policy Department A at the request of the ECON Committee.
Študija
Zunanji avtor
Pierre-Henri CONAC
O dokumentu
Vrsta publikacije
Ključna beseda
- civilno pravo
- delovno pravo in delovna razmerja
- država članica EU
- ekonomska analiza
- ekonomska geografija
- ekonomske analize
- EVROPSKA UNIJA
- FINANCE
- finančna institucija
- finančna kontrola
- finančno načrtovanje
- GEOGRAFIJA
- GOSPODARSTVO
- investicijska družba
- izvršilna oblast in javna uprava
- javne finance in proračunska politika
- javni dolg
- kreditne in finančne institucije
- nadzor EU
- nadzor trga
- navzkrižje interesov
- plačilna sposobnost
- POLITIKA
- PRAVO
- pravo Evropske unije
- preglednost uprave
- proračun
- prost pretok kapitala
- TRGOVINA
- trgovinska politika
- tvegani kapital
- vrednostni papirji
- ZAPOSLOVANJE IN DELOVNE RAZMERE