Overview and Structure of Financial Supervision and Regulation in the US
The study distinguishes 'regulation' and 'supervision' in the US and provides a concise overview of the structure of US financial supervision. The US legal system limits financial supervision to financial institutions/ products that investors cannot comprehend on the basis of published financial reports, namely banks. But US supervision has historically overlooked the parent institutions of supervised firms. Moreover, the different legal set-up limits direct comparison of US supervisory arrangements with EU objectives. The study, managed by Policy Department A, on request of the Committee on Economic and Monetary Affairs (ECON) aims at facilitating ECON's understanding of the complex US system of financial supervision.
Staidéar
Údar seachtarach
Joseph R. MASON (Louisiana University, USA)
Maidir leis an doiciméad seo
Saghas foilseacháin
Eochairfhocal
- AIRGEADAS
- airgeadas poiblí agus beartas buiséid
- cuideachta árachais
- geografaíocht eacnamaíoch
- geografaíocht pholaitiúil
- institiúid airgeadais
- institiúidí airgeadais agus creidmheas
- maoirseacht baincéireachta
- margadh airgeadais
- margadh caipitil
- Meiriceá
- Na Stáit Aontaithe
- reachtaíocht airgeadais
- rialachán airgeadais
- saorghluaiseacht chaipitil
- taisce bhainc
- TÍREOLAÍOCHT
- árachas